Neel Hasan (CRD# 6525782) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in El Segundo, CA and has over 8 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | 1 |
Cetera Advisor Networks LLC | El Segundo, CA | Dec 2021 - Current | 2 |
Cetera Advisors LLC | Greenwood Village, CO | Dec 2021 - Current | 2 |
Cetera Investment Services LLC | St Cloud, MN | Dec 2021 - Current | 2 |
Cetera Financial Specialists LLC | Schaumburg, IL | Dec 2021 - Current | 2 |
First Allied Securities Inc. | San Diego, CA | Dec 2021 - Sep 2022 | < 1 |
Unemployed | Los Angeles, CA | Sep 2021 - Dec 2021 | < 1 |
Institutional Cash Distributors, LLC | San Francisco, CA | Oct 2019 - Sep 2021 | 1 |
The Jcs Foundation | Los Angeles, CA | Jun 2018 - Oct 2019 | 1 |
Unemployed | Los Angeles, CA | Nov 2017 - Jun 2018 | < 1 |
Bank Of America, N.a. | Valencia, CA | May 2017 - Nov 2017 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Valencia, CA | Jun 2015 - Nov 2017 | 2 |
Univ. Of Arizona | Tucson, AZ | Aug 2011 - Jun 2015 | 3 |
The Hartford | Phoenix, AZ | May 2014 - Aug 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 2015 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2017 |
- CA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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