Emmanuel Asuncion, financial advisor El Segundo CA

Emmanuel Asuncion

CRD Number: 5380684
Current Firm: Cetera Investment Advisers LLC

Emmanuel Asuncion (CRD# 5380684) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in El Segundo, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Dec 2018 - Current 5
Cetera Advisors LLC Denver, CO Dec 2018 - Current 5
Cetera Financial Specialists LLC Schaumburg, IL Dec 2018 - Current 5
Cetera Investment Services LLC Saint Cloud, MN Dec 2018 - Current 5
Summit Brokerage Services, Inc. Boca Raton, FL Dec 2018 - Current 5
First Allied Securities, Inc. (fasi) San Diego, CA Dec 2018 - Sep 2022 3
John O Todd San Diego, CA Dec 2016 - Dec 2018 2
Warren Duthie San Diego, CA Dec 2016 - Dec 2018 2
T Scott Dudley San Diego, CA Dec 2016 - Dec 2018 2
David W Mc Quade San Diego, CA Dec 2016 - Dec 2018 2
Thomas Matthew Smith San Diego, CA Dec 2016 - Dec 2018 2
Jared M Oberland San Diego, CA Dec 2016 - Dec 2018 2
Andrew Brian Cook San Diego, CA Dec 2016 - Dec 2018 2
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Dec 2018 2
Northwestern Mutual Investment Services, LLC San Diego, CA Mar 2014 - Dec 2018 4
Garrett J Bleakley San Diego, CA Mar 2014 - Apr 2018 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2007
Contact Info for Emmanuel Asuncion
Phone Number: 888-528-2987
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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