David Flores (CRD# 7596217) is an Investment Advisor Representative working at Morgan Stanley in El Segundo, CA and has 1 year of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Private Bank, N.a | New York, NY | Nov 2023 - Current | < 1 |
| Morgan Stanley | El Segundo, CA | Jun 2023 - Current | 1 |
| Morgan Stanley | El Segundo, CA | Jul 2022 - Jun 2023 | < 1 |
| Nate N' Al's | Beverly Hills, CA | Jan 2022 - Aug 2022 | < 1 |
| Islands | Manhattan Beach, CA | Sep 2021 - Jan 2022 | < 1 |
| Ups | Gardena, CA | Aug 2020 - Aug 2021 | 1 |
| Snarfburger | Boulder, CO | Feb 2020 - Jul 2020 | < 1 |
| School | Torrance, CA | Jan 2012 - Jan 2020 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2023 |
- CA
- TX
-
Total Assets Under Management1,402,426MILLIONS
-
Total Number of Accounts2,405,783ACCOUNTS
-
Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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