Romeo Margot-Picquendar
CRD Number: 7365293Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Romeo Margot-Picquendar (CRD# 7365293) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in East Los Gatos, CA and has 1 year of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Los Gatos, CA | Jan 2023 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Gatos, CA | Oct 2022 - Current | 1 |
| Unemployed | San Jose, CA | Sep 2022 - Oct 2022 | < 1 |
| Svb Private | San Jose, CA | Apr 2022 - Sep 2022 | < 1 |
| Self Employed | Mountain View, CA | Feb 2021 - Sep 2022 | 1 |
| New York Life Insurance Agents | San Jose, CA | Apr 2021 - Jul 2021 | < 1 |
| Us Bank | Los Altos, CA | Jun 2017 - Feb 2021 | 3 |
| Self Employed | Sunnyvale, CA | Apr 2017 - Jun 2017 | < 1 |
| Unemployed | Sunnyvale, CA | Jan 2017 - Apr 2017 | < 1 |
| Bank Of The West | Mountain View, CA | Jun 2016 - Jan 2017 | < 1 |
| Unemployed | Sunnyvale, CA | Feb 2016 - Jun 2016 | < 1 |
| Ross Dress For Less | Sunnyvale, CA | Sep 2014 - Feb 2016 | 1 |
| Liddl | Saint-germain-lès-arpajon, | Jul 2014 - Sep 2014 | < 1 |
| Unemployed | Sainte Mesme, | Dec 2012 - Jul 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2023 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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