James Pritchard (CRD# 1063833) is an Investment Advisor Representative working at Delta Investment Management, LLC in Durango, CO and has over 41 years of experience in the finance industry.
CRD# 2791775
Lpl Financial LLC
CRD# 6885061
Cwm, LLC
CRD# 2808344
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Delta Investment Management, LLC | Durango, CO | Apr 2021 - Current | 3 |
| Northstar Financial & Retirement Planning, LLC | Durango, CO | Jan 2021 - Current | 3 |
| Rising Star Distributers | Durango, CO | May 2020 - Current | 3 |
| Jp Pritchard Investment Consulting | Durango, CO | May 2020 - Current | 3 |
| Saxony Capital Management, LLC | Saint Louis, MO | Dec 2020 - Mar 2021 | < 1 |
| W.e. Donoghue & Company, LLC | Norwood, MA | Sep 2013 - Apr 2020 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1982 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2009 |
- CO
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Total Assets Under Management629MILLIONS
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Total Number of Accounts2,127ACCOUNTS
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Average Account Value$295,656
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AR, AZ, CA, CO, FL, GA, HI, ID, IL, LA, NC, NE, NH, NM, NV, NY, OH, OR, PA, SC, TN, TX, WA
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