Robert Brooks (CRD# 6699284) is an Investment Advisor Representative working at Commonwealth Financial Network in Duluth, MN and has over 4 years of experience in the finance industry.
CRD# 5369842
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 820126
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1283578
Split Rock Private Trading And Wealth Management LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | San Diego, CA | Jan 2022 - Current | 2 |
| Degraaf Financial | Saint Cloud, MN | Sep 2019 - Current | 4 |
| Commonwealth Financial Network | Waltham, MA | Oct 2019 - Dec 2021 | 2 |
| Mille Lacs County Community And Veteran Services | Milaca, MN | Sep 2017 - Sep 2019 | 2 |
| The Bank Of Elk River | Elk River, MN | Oct 2016 - Sep 2017 | < 1 |
| Great River Federal Credit Union | Saint Cloud, MN | Jan 2015 - Sep 2016 | 1 |
| Brooks Farm And Greenhouse | Princeton, MN | May 2011 - Dec 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2020 |
- MN
-
Total Assets Under Management177,032MILLIONS
-
Total Number of Accounts623,075ACCOUNTS
-
Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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