Kasey Gray (CRD# 7218898) is an Investment Advisor Representative working at Principal Securities, Inc. in Duluth, MN and has over 3 years of experience in the finance industry.
CRD# 5369842
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 820126
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1283578
Split Rock Private Trading And Wealth Management LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Johnson Insurance Consultants | Duluth, MN | Jun 2021 - Current | 3 |
| Principal Life Insurance Co | Duluth, MN | Dec 2020 - Current | 3 |
| Principal Securities Inc. | Duluth, MN | Dec 2020 - Current | 3 |
| Johnson Insurance Consultants | Duluth, MN | Jun 2019 - Dec 2020 | 1 |
| Ymca Keyzone | Duluth, MN | May 2017 - May 2019 | 2 |
| Wonder Years Childcare | Grand Forks, ND | Aug 2017 - Dec 2017 | < 1 |
| St Michaels Catholic School | Grand Forks, ND | Jan 2017 - May 2017 | < 1 |
| Full Time Student | Grand Forks, ND | Aug 2004 - Jan 2017 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2021 |
- MN
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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