James Bey (CRD# 1933696) is an Investment Advisor Representative working at Independent Wealth Network, Inc. in Downers Grove, IL and has over 27 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Emerson Equity LLC | San Mateo, CA | Jan 2024 - Current | < 1 |
| Independent Wealth Network, Inc. | Downers Grove, IL | Nov 2017 - Current | 6 |
| Brokers International Financial Services, LLC | Downers Grove, IL | Jan 2018 - Dec 2023 | 5 |
| Kestra Financial Services, Inc. | Austin, TX | Apr 2016 - Dec 2017 | 1 |
| Nfp Securities Inc. | Austin, TX | Jan 2006 - Apr 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1996 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management358MILLIONS
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Total Number of Accounts2,499ACCOUNTS
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Average Account Value$143,388
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