Roger Sloan (CRD# 3149746) is an Investment Advisor Representative working at Avantax Advisory Services in Dillon, SC and has over 25 years of experience in the finance industry. Roger Sloan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6878387
Edward Jones
CRD# 6210206
Valic Financial Advisors, Inc.
CRD# 4793130
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Symetra Life Insurance Company | Seattle, WA | Jul 2018 - Current | 5 |
| Ritter Insurance Marketing | Harrisburg, PA | Oct 2017 - Current | 6 |
| The Brokerage Resource Inc. | Durham, NC | Jan 2017 - Current | 7 |
| Avantax Insurance Services, LLC | Dillon, SC | Feb 2014 - Current | 10 |
| Avantax Advisory Services | Dillion, SC | May 2004 - Current | 19 |
| Avantax Investment Services, Inc. | Dillion, SC | Aug 2000 - Current | 23 |
| National Planning Corporation | Camden, SC | Apr 1999 - Current | 25 |
| Sloan Tax & Accounting, P.a. | Dillon, SC | Aug 1993 - Current | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1999 |
- SC
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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