Stephen Hartel, MBA, AIFCRD Number: 4570388
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)
Steve is an Investment Advisor Representative (IAR) with both National Planning Corp (NPC) and Trilogy Capital. Steve is a Wealth Advisor with the independent financial planning firm Trilogy FInancial.
Steve is a Wealth Advisor in Trilogy’s Denver office. He believes in treating his clients with respect, honesty, integrity, and service excellence. Steve does not believe in cookie cutter financial plans. Everyone’s needs and goals are different; what may make sense for one person may not make sense for another, even if they are at the same age or stage in life.
Steve is committed to thinking holistically and creatively so that he can help his clients work towards their unique financial goals. He is attracted to the energy of those who shape our world and future such as business owners, educators, and entrepreneurs. Steve is dedicated to helping clients achieve financial independence through practical, values-driven financial plans.
Prior to joining Trilogy, Steve enjoyed significant roles at a boutique investment management firm, as a private consultant, as the head of a registered investment advisory firm, and at a highly specialized unit of Fidelity Investments. He holds an MBA in Finance, and has furthered his education with graduate courses at both the University of Southern CA and Merrimack College. He has appeared numerous times as a financial specialist guest on national radio and television networks. Steve is an Accredited Investment Fiduciary, AIF®.
Steve specializes in advising clients on how to strive for their financial goals, pay less in taxes, affordably pay for college, invest smarter, and properly manage their hard-earned assets. He thrives in his role as a financial mentor. He enjoys educating small business owners and guiding individuals and families through all stages of their financial lives.
Ewealth Consulting, LLC
Anthony Capital, LLC
|Trilogy Capital, Inc.||Woburn, MA||Nov 2015 - Current||3|
|National Planning Corporation||Denver, CO||Nov 2009 - Current||9|
|Trilogy||Denver, CO||Nov 2009 - Current||9|
|Unemployed||Andover, MA||Nov 2008 - Oct 2009||< 1|
|Fidelity||Boston, MA||Jan 2006 - Nov 2008||2|
|Investors Capital & Eastern Point Advisors||Boston, MA||Jan 2004 - Dec 2004||< 1|
|Koesten Hirschmann & Crabtree||Overland Park, KS||Jan 1998 - Dec 2003||5|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Jul 2006|
|S63||Uniform Securities State Law Examination||Mar 2007|
|S66||NASAA Uniform Combined State Law Examination||Sep 2010|
Total Assets Under Management7,364MILLIONS
Total Number of Accounts35,202ACCOUNTS
Average Account Value$209,180
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Securities and advisory services offered through National Planning Corporation (NPC), Member FINRA/SIPC, a Registered Investment Adviser. Additional advisory services offered through Trilogy Capital, Inc., a Registered Investment Adviser. Trilogy Financial Services, Trilogy Capital, Inc. and NPC are separate and unrelated companies.
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