Kelly Bauman (CRD# 2122827) is an Investment Advisor Representative working at Ica Group Wealth Management, LLC in Denver, CO and has over 33 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Ica Group Wealth Management, LLC | Denver, CO | Jun 2021 - Current | 2 |
Lpl Financial LLC | Denver, CO | Jun 2018 - Current | 5 |
Summit Brokerage Services, Inc. | Boca Raton, FL | Jun 2018 - Jun 2018 | < 1 |
Cetera Advisors LLC | Denver, CO | Feb 2018 - Jun 2018 | < 1 |
National Planning Holdings | Appleton, WI | Nov 2016 - Feb 2018 | 1 |
Sii Investments | Appleton, WI | Oct 2003 - Nov 2016 | 13 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1991 |
S66 | NASAA Uniform Combined State Law Examination | May 2006 |
- CO
- NE
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Total Assets Under Management1,161MILLIONS
-
Total Number of Accounts6,308ACCOUNTS
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Average Account Value$184,075
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
CA, CO, FL, HI, IL, MI, MN, MT, ND, NE, SD, TX, WI, WY
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