David Owens, financial advisor Denver CO

David Owens

CRD Number: 6447116
Current Firm: Maia Wealth, LLC

David Owens (CRD# 6447116) is an Investment Advisor Representative working at Maia Wealth, LLC in Denver, CO and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Maia Wealth, LLC Denver, CO Jan 2019 - Current < 1
Mml Investors Services LLC Denver, CO May 2015 - Jan 2019 3
Massmutual Life Insurance Company Denver, CO Apr 2015 - Jan 2019 3
Acf Colorado Greenwood Village, CO Feb 2014 - Oct 2017 3
First American Castle Rock, CO Feb 2015 - Apr 2015 < 1
Ironclad Wealth Strategies Englewood, CO Sep 2012 - Feb 2014 1
Synergy Systems Castle Rock, CO Feb 2010 - Sep 2012 2
Unemployed Castle Rock, CO Jun 2009 - Feb 2010 < 1
Mile High Medical Staffing Castle Rock, CO Jan 2008 - Jun 2009 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2015
S63 Uniform Securities State Law Examination Jul 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for David L. Owens
Phone Number: (720) 644-8803
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    30
    MILLIONS
  • Total Number of Accounts
    296
    ACCOUNTS
  • Average Account Value
    $102,473
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

CO, TX

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