William Harris (CRD# 7435822) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Decatur, GA and has 1 year of experience in the finance industry.
CRD# 5828415
Ajax Capital Advisors, Inc.
CRD# 5664472
Ajax Capital Advisors, Inc.
CRD# 2711031
Zwj Investment Counsel Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Decatur, GA | Apr 2022 - Current | 2 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Decatur, GA | Dec 2021 - Current | 2 |
Aaa/acg | Atlanta, GA | Jul 2020 - Dec 2021 | 1 |
American Family Insurance Thele Moore Agency | Stone Mountain, GA | Nov 2018 - Jul 2020 | 1 |
Allstate Insurance Wayne Copper Agency | Stone Mountain, GA | Jan 2018 - Nov 2018 | < 1 |
Nalley Hyundai (asbury Automotive Group) | Lithonia, GA | Jun 2017 - Jan 2018 | < 1 |
Malcolm Cunningham Hyundai | Lilburn, GA | Nov 2016 - Jun 2017 | < 1 |
Financial Design Associates/ Mass Mutual | Jacksonville, FL | Jan 2015 - Dec 2016 | 1 |
Stay At Home Dad | Snellville, GA | Aug 2013 - Jan 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jul 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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