James Conwell, financial advisor Daphne AL

James Conwell

CRD Number: 1436190
Current Firm: International Assets Investment Management, LLC

James Conwell (CRD# 1436190) is an Investment Advisor Representative working at International Assets Investment Management, LLC in Daphne, AL and has over 38 years of experience in the finance industry.

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Company Name Location Dates Years
International Assets Advisory, LLC Orlando, FL Jul 2017 - Current 6
Wfg Investments Inc. Daphne, AL Apr 2010 - May 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1986
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James A. Conwell
Phone Number: 407-254-1500
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    1,445
    MILLIONS
  • Total Number of Accounts
    6,618
    ACCOUNTS
  • Average Account Value
    $218,270
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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