Lisa Gallo (CRD# 1759211) is an Investment Advisor Representative working at Encompass More Asset Management LLC in Danville, CA and has over 28 years of experience in the finance industry. Lisa Gallo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
Company Name | Location | Dates | Years |
---|---|---|---|
Encompass More Asset Management LLC | Danville, CA | Jan 2024 - Current | < 1 |
Encompass More Investments, LLC | Danville, CA | Jan 2024 - Current | < 1 |
O'donnell Financial Group, Inc. | San Rafael, CA | Oct 2018 - Jan 2024 | 5 |
Independent Financial Group | San Rafael, CA | Oct 2018 - Dec 2023 | 5 |
Independent Financial Group, LLC | San Rafael, CA | Oct 2018 - Dec 2023 | 5 |
United Planners' Financial Services Of America | Scottsdale, AZ | Jun 2017 - Oct 2018 | 1 |
Vitucci & Associates, Inc. | Walnut Creek, CA | Jun 2017 - Oct 2018 | 1 |
National Planning Corp | Walnut Creek, CA | Jan 2014 - Jun 2017 | 3 |
Vitucci & Associates | Walnut Creek, CA | Jan 2014 - Jun 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1996 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management229MILLIONS
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Total Number of Accounts2,835ACCOUNTS
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Average Account Value$80,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
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