Connor Ambrose, financial advisor Dallas TX

Connor Ambrose

CRD Number: 5763812
Current Firm: Cetera Investment Advisers LLC
Compensation Model: Both

Connor Ambrose (CRD# 5763812) is an Investment Advisor Representative working at Summit Financial Group Inc. in Dallas, TX and has over 10 years of experience in the finance industry. Connor Ambrose has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

CONTACT
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Professional Designations
Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Sep 2019 - Current 4
Bank Of America, Na Dallas, PA Jul 2010 - Current 13
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas, TX Mar 2010 - Current 14
Summit Financial Group Inc. Boca Raton, FL Aug 2014 - May 2021 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2010
Contact Info for Connor A. Ambrose
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Ambrose Capital Management is an independent firm with securities offered through Summit Brokerage Services, Inc., Member FINRA (www.finra.org), SIPC (www.sipc.org). Advisory services offered through Summit Financial Group Inc., a Registered Investment Advisor.

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Data verified by both the advisor and the public regulatory data.

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