Ryan Filiaggi (CRD# 5060129) is an Investment Advisor Representative working at Sgl Financial, LLC in Lewes, DE and has over 16 years of experience in the finance industry.
CRD# 5306985
Lpl Financial LLC
CRD# 5739173
Ballast Financial Advisors, LLC
CRD# 6085208
Diversify Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sgl Financial, LLC | Buffalo Grove, IL | Apr 2024 - Current | < 1 |
| Innovation Partners LLC | Charlotte, NC | May 2020 - Apr 2024 | 3 |
| Ip Financial Advisory Services LLC | Charlotte, NC | May 2020 - Apr 2024 | 3 |
| Newbridge Securities Corporation | Frankford, DE | Oct 2018 - Apr 2020 | 1 |
| Citizens Securities Inc. | Lewes, DE | Dec 2017 - Jul 2018 | < 1 |
| Citizens Bank | Lewes, DE | Dec 2017 - Jul 2018 | < 1 |
| Citizens Bank | Ardmore, PA | Aug 2015 - Dec 2017 | 2 |
| Citizens Securities, Inc. | Ardmore, PA | Aug 2015 - Dec 2017 | 2 |
| Santander Securities, LLC | Wayne, PA | Dec 2012 - Aug 2015 | 2 |
| Sovereign Bank | Wayne, PA | Nov 2012 - Aug 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management214MILLIONS
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Total Number of Accounts1,524ACCOUNTS
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Average Account Value$140,448
- A percentage of assets under your management
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- Selection of other advisers (including private fund managers)
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CT, DE, FL, IL, LA, MI, NH, NJ, OK, SC, TX, VA, WI
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