Susan Tzu-ling Chen (CRD# 3181028) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Cupertino, CA and has over 24 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab And Company, Inc. | Cupertino, CA | Jan 2022 - Current | 2 |
| Td Ameritrade, Inc. | Cupertino, CA | Aug 2011 - Current | 12 |
| Td Ameritrade Investment Management, LLC | Cupertino, CA | Sep 2011 - Sep 2023 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2001 |
- CA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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