Caleb Thomas (CRD# 7219814) is an Investment Advisor Representative working at Oneascent Financial Services LLC in Crystal Lake, IL and has over 4 years of experience in the finance industry.
CRD# 1955854
Cetera Investment Advisers LLC
CRD# 4973788
Polen Capital Management, LLC
CRD# 5252940
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | May 2023 - Current | 1 |
| One Ascent Financial Services Dba The Cornerstone Financial Grp | Crystal Lake, IL | Mar 2023 - Current | 1 |
| Unemployment | Crystal Lake, IL | Nov 2022 - Mar 2023 | < 1 |
| Jpmorgan Chase Bank, N.a. | Schaumburg, IL | Jan 2020 - Nov 2022 | 2 |
| J.p. Morgan Securities, LLC | Schaumburg, IL | Jan 2020 - Nov 2022 | 2 |
| Josh Thomas LLC | Sleepy Hollow, IL | Sep 2022 - Oct 2022 | < 1 |
| Jpmorgan Chase Bank, N.a. | Schaumburg, IL | Jun 2018 - Dec 2019 | 1 |
| World Market | Hoffman Estates, IL | Jun 2016 - Jul 2018 | 2 |
| Papa John's | East Dundee, IL | Jul 2017 - Aug 2017 | < 1 |
| Midwest Arbor | Spring Grove, IL | May 2017 - Jun 2017 | < 1 |
| Unemployment | East Dundee, IL | Apr 2016 - Jun 2016 | < 1 |
| Woodmans | Carpentersville, IL | Oct 2015 - Apr 2016 | < 1 |
| Unemployment | East Dundee, IL | May 2015 - Sep 2015 | < 1 |
| Unemployment | West Dundee, IL | Sep 2008 - May 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2020 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management1,789MILLIONS
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Total Number of Accounts7,877ACCOUNTS
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Average Account Value$227,072
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