Stephen Locke (CRD# 1122385) is an Investment Advisor Representative working at First Advisors National, LLC in Stephens City, VA and has over 40 years of experience in the finance industry. Stephen Locke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5431528
Equitable Advisors, LLC
CRD# 3112372
Interactive Financial Advisors
CRD# 1829040
Planmember Securities Corporation
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alphastar Capital Management | Cornelius, NC | Nov 2012 - Current | 11 |
| Amerus | Des Moines, IA | Oct 2002 - Current | 21 |
| United Producers Group | Salem, VA | Jul 2002 - Current | 21 |
| Life/annuity Insurance Partners Agency, Inc. | Salem, VA | Jul 2002 - Current | 21 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1983 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1998 |
- VA
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Total Assets Under Management448MILLIONS
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Total Number of Accounts4,892ACCOUNTS
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Average Account Value$91,633
- A percentage of assets under your management
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