Michael Morgan (CRD# 3176778) is an Investment Advisor Representative working at Burnham Sterling Asset Management LLC in Cos Cob, CT and has over 10 years of experience in the finance industry.
CRD# 6659847
Rockefeller Capital Management
CRD# 2601446
Cetera Investment Advisers LLC
CRD# 1110023
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| B&b Securities Holdings LLC | Cos Cob, CT | Mar 2024 - Current | < 1 |
| Union Fund For Good (chicago) LLC | Chicago, IL | Mar 2024 - Current | < 1 |
| Burnham Contributor Profit Sharing LLC | Cos Cob, CT | Mar 2024 - Current | < 1 |
| Burnham Sterling Fuel Trading LLC | Cos Cob, CT | Dec 2023 - Current | < 1 |
| Burnham Saffa 1 LLC | Cos Cob, CT | Dec 2023 - Current | < 1 |
| Saffa Fund I Gp, LLC | Cos Cob, CT | Dec 2023 - Current | < 1 |
| Saffa Fund I, LP | Cos Cob, CT | Dec 2023 - Current | < 1 |
| Burnham Sterling Asset Management LLC | Cos Cob, CT | May 2016 - Current | 8 |
| Babcock & Brown Securities LLC | Cos Cob, CT | Sep 2013 - Current | 10 |
| Burnham Sterling & Company LLC | Cos Cob, CT | Jun 2010 - Current | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2014 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2016 |
- CT
-
Total Assets Under Management200MILLIONS
-
Total Number of Accounts1ACCOUNTS
-
Average Account Value$200,000,000
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CT
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