John Ullman (CRD# 863300) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Corning, NY and has over 35 years of experience in the finance industry.
CRD# 2866380
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4418062
Alsworth Capital Management, LLC
CRD# 6490126
Bck Partners, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Usgm Securities Inc. | Corning, NY | May 1986 - Current | 38 |
| John G. Ullman & Associates, Inc. | Corning, NY | Aug 1978 - Current | 45 |
| #ia John G. Ullman And Associates, Inc. | Corning, NY | Aug 1978 - Current | 45 |
| U S G M Securities, Inc. | Corning, NY | Aug 1978 - Current | 45 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1988 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1995 |
- NY
- TX
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Total Assets Under Management1,263MILLIONS
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Total Number of Accounts2,297ACCOUNTS
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Average Account Value$549,798
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AL, AZ, CA, CT, DC, FL, GA, IL, KY, MA, MD, ME, MI, MN, NC, NE, NH, NJ, NM, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA
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