Sean Tole
CRD Number: 2775604
Current Firm: Brookstone Capital Management LLC
Compensation Model: Fee Only
Sean Tole (CRD# 2775604) is a financial advisor with more than 25 years of experience in investment and retirement planning. He is a graduate of Fordham University in New York City with a B.S. degree in Business Administration and Finance. Sean has passed the FINRA Series 7, 63, 65, and NFA series 3 exams. Additionally, he holds Life and Health Insurance licenses.
Sean spent the last 20 years of his career representing several of the most respected investment management firms in the U.S. and Europe. With the comprehensive investment and capital markets knowledge he has honed over his career, Sean understands the importance of proper financial planning and execution. Sean works one-on-one with clients to fully understand their unique situations in order to help them construct sound financial retirement plans.
CRD# 4257163
Prosperity Wealth Management, Inc.
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Legacy Financial Solutions, Inc.
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Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Brookstone Capital Management | Wheaton, IL | Mar 2020 - Current | 4 |
| Davis Wealth Management | Concord, NH | Mar 2020 - Current | 4 |
| Infinex Investments | Plymouth, NH | Jan 2019 - Feb 2020 | 1 |
| Northway Bank | Plymouth, NH | Jan 2019 - Feb 2020 | 1 |
| Unemployed | Campton, NH | Aug 2018 - Dec 2018 | < 1 |
| Man Investments Inc. | New York, NY | Sep 2014 - Jul 2018 | 3 |
| Numeric Investors LLC | Boston, MA | Apr 2010 - Sep 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2014 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2019 |
- MA
- NH
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Total Assets Under Management8,843MILLIONS
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Total Number of Accounts68,500ACCOUNTS
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Average Account Value$129,089
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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