Charles Ballou, financial advisor Columbus OH

Charles Ballou

CRD Number: 11556
Current Firm: Raymond James Financial Services Advisors, Inc.

Charles Ballou (CRD# 11556) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Columbus, OH and has over 40 years of experience in the finance industry. Charles Ballou has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Raymond James Financial Services Advisors, Inc. Columbus, OH Jan 2009 - Current 11
Raymond James Financial Services, Inc. Columbus, OH Jan 1985 - Current 35
Eastbank Ii Hoa Dublin, OH Nov 2014 - Sep 2019 4
Asset Planning Management And Research Inc. Columbus, OH Mar 2015 - Apr 2015 < 1
Asset Planning Mgmt. & Research Inc. Columbus, OH Oct 1984 - Mar 2015 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1979
Contact Info for Charles H. Ballou
Phone Number: 727-567-3020
Registered State(s):
  • FL
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    117,643
    MILLIONS
  • Total Number of Accounts
    400,197
    ACCOUNTS
  • Average Account Value
    $293,964
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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