David Nelson (CRD# 2120855) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Clinton, IA and has over 33 years of experience in the finance industry. David Nelson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2572588
Thrivent Investment Management Inc.
CRD# 2815357
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1666074
Rbc Capital Markets, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Continuity Partners Group, LLC | Fairfield, IA | Jul 2015 - Current | 8 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Mar 2011 - Current | 13 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Mar 2011 - Current | 13 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Mar 2011 - Current | 13 |
| Nelsoncorp Wealth Management | Clinton, IA | Jul 1996 - Current | 27 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1991 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1995 |
- IA
- TX
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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