Carole Burns, financial advisor Westlake OH

Carole Burns

CRD Number: 4300455
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carole Burns (CRD# 4300455) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Westlake, OH and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike, OH Sep 2021 - Current 2
Citizens Securities Inc. Bay Village, OH Aug 2020 - Aug 2021 1
Unemployed Westlake, OH Nov 2019 - Aug 2020 < 1
Pnc Capital Advisors, LLC Cleveland, OH Aug 2014 - Nov 2019 5
Pnc Funds Distributor, LLC Cleveland, OH Aug 2014 - Nov 2019 5
Pnc Investments Cleveland, OH May 2011 - Aug 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2002
S65 NASAA Investment Advisors Law Examination Dec 2008
Contact Info for Carole A. Burns
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • FL
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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