Gregory Wales
CRD Number: 4201577Current Firm: The Strategic Financial Alliance
Compensation Model: Both
Gregory A Wales (CRD# 4201577) is an Investment Advisor Representative and Registered Representative working at Keowee Financial Group in Clemson, SC and has over 17 years of experience in the finance industry.
Greg is a Senior Partner at Keowee Financial Group, offering a broad spectrum of Financial Services. As a full service financial adviser, offering Wealth Management, Retirement Planning, College Savings and Planning, Life Insurance, Disability Insurance, Long Term Care, Wealth Transfer and Legacy Planning, Brokerage and Investment Services. Servicing Clients in SC, NC, GA, FL, AZ, CA, NJ, OK, PA, and TX.
At Keowee Financial Group, we are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you reach your goals.
Investments in securities involve risk, including the potential loss of principal invested. We do not provide customer service or enable financial transactions through this site. Should any client have questions or concerns that are specific to his or her account, please contact our office directly. Do not post personal, account, or transaction information anywhere on this site.
- Employer retirement plans
- Charitable planning
- Estate planning
- Social security and retirement income
- Alternative investments (e.g., hedge funds, private equity)
- Asset allocation (advice only, not execution)
- Indexing / passive investing
- Investment management
- Security selection (advice only, not execution)
- Socially responsible investing
- Retirement planning
- Sudden wealth
- Concentrated / highly appreciated positions
- Stock options / restricted stock
- Health
- Life
- Long-term care
- Buying a home
- Career change
- College preparation
- Divorce
- Getting married
- Having a child
- Job loss
- Budgeting
- Baby boomers
- Gen X
- Millennials
- Approaching retirement
- Career changers
- Mid-career professionals
- Recent grads
- Retirees
- Widow(er)s
- Young professionals
- Business executives
- Education professionals
- Entrepreneurs
- Finance professionals
- Government employees
- Legal professionals
- Medical professionals
- Military
- Sales professionals
- Small business owners
- Technology professionals
- LBGT households
- Women
Company Name | Location | Dates | Years |
---|---|---|---|
The Strategic Financial Alliance, Inc. | Atlanta, GA | Aug 2015 - Current | 8 |
Gradient Advisors, LLC | Arden Hills, MN | Jun 2014 - Aug 2015 | 1 |
Blackstone Insurance Group, LLC | Seneca, SC | Dec 2012 - Jul 2015 | 2 |
Blackstone Wealth Managment, LLC | Seneca, SC | May 2012 - Jul 2015 | 3 |
Gradient Securities, LLC | Arden Hills, MN | Sep 2012 - Oct 2014 | 2 |
Degree | School | Major | Graduation Date |
---|---|---|---|
Bachelor of Science | Clemson University | Marketing and Finance | Dec 1990 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2000 |
S65 | NASAA Investment Advisors Law Examination | Jun 2014 |
- SC
- TX
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Total Assets Under Management384MILLIONS
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Total Number of Accounts2,163ACCOUNTS
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Average Account Value$177,703
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Securities and advisory services offered through The Strategic Financial Alliance, Inc. (SFA) (https://www.thesfa.net/disclosures/), member FINRA/SIPC. Greg Wales a registered representative and investment adviser representative of SFA which is otherwise unaffiliated with Keowee Financial Group Inc. Supervisory office (678) 954-4000.
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