Gregory Wales, financial advisor Atlanta GA

Gregory Wales

CRD Number: 4201577
Current Firm: The Strategic Financial Alliance
Compensation Model: Both

Gregory A Wales (CRD# 4201577) is an Investment Advisor Representative and Registered Representative working at Keowee Financial Group in Clemson, SC and has over 17 years of experience in the finance industry.

 

Greg is a Senior Partner at Keowee Financial Group, offering a broad spectrum of Financial Services.  As a full service financial adviser, offering Wealth Management, Retirement Planning, College Savings and Planning, Life Insurance, Disability Insurance, Long Term Care, Wealth Transfer and Legacy Planning, Brokerage and Investment Services.  Servicing Clients in SC, NC, GA, FL, AZ, CA, NJ, OK, PA, and TX.

 

At Keowee Financial Group, we are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you reach your goals.

 

Investments in securities involve risk, including the potential loss of principal invested.  We do not provide customer service or enable financial transactions through this site.  Should any client have questions or concerns that are specific to his or her account, please contact our office directly.  Do not post personal, account, or transaction information anywhere on this site.

 

CONTACT
Advisory Practice Details
Services Offered:
  • Employer retirement plans
  • Charitable planning
  • Estate planning
  • Social security and retirement income
  • Alternative investments (e.g., hedge funds, private equity)
  • Asset allocation (advice only, not execution)
  • Indexing / passive investing
  • Investment management
  • Security selection (advice only, not execution)
  • Socially responsible investing
  • Retirement planning
  • Sudden wealth
  • Concentrated / highly appreciated positions
  • Stock options / restricted stock
  • Health
  • Life
  • Long-term care
  • Buying a home
  • Career change
  • College preparation
  • Divorce
  • Getting married
  • Having a child
  • Job loss
  • Budgeting
Customer Specialties:
  • Baby boomers
  • Gen X
  • Millennials
  • Approaching retirement
  • Career changers
  • Mid-career professionals
  • Recent grads
  • Retirees
  • Widow(er)s
  • Young professionals
  • Business executives
  • Education professionals
  • Entrepreneurs
  • Finance professionals
  • Government employees
  • Legal professionals
  • Medical professionals
  • Military
  • Sales professionals
  • Small business owners
  • Technology professionals
  • LBGT households
  • Women
Professional Designations and Affiliations
Company Name Location Dates Years
The Strategic Financial Alliance, Inc. Atlanta, GA Aug 2015 - Current 8
Gradient Advisors, LLC Arden Hills, MN Jun 2014 - Aug 2015 1
Blackstone Insurance Group, LLC Seneca, SC Dec 2012 - Jul 2015 2
Blackstone Wealth Managment, LLC Seneca, SC May 2012 - Jul 2015 3
Gradient Securities, LLC Arden Hills, MN Sep 2012 - Oct 2014 2
Degree School Major Graduation Date
Bachelor of Science Clemson University Marketing and Finance Dec 1990
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2000
S65 NASAA Investment Advisors Law Examination Jun 2014
Contact Info for Gregory A. Wales
Phone Number: 678-954-4000
Advisor Website: http://www.keoweefg.com/
Firm Website: http://www.thesfa.net
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    384
    MILLIONS
  • Total Number of Accounts
    2,163
    ACCOUNTS
  • Average Account Value
    $177,703
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Securities and advisory services offered through The Strategic Financial Alliance, Inc. (SFA) (https://www.thesfa.net/disclosures/), member FINRA/SIPC.  Greg Wales a registered representative and investment adviser representative of SFA which is otherwise unaffiliated with Keowee Financial Group Inc.  Supervisory office (678) 954-4000.

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