James Franke, financial advisor Chicago IL

James Franke

CRD Number: 4728087
Current Firm: Rothschild Investment Corporation

James Franke (CRD# 4728087) is an Investment Advisor Representative working at Rothschild Investment Corporation in Chicago, IL and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Rothschild Investment Corp Chicago, IL Dec 2011 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2003
S65 NASAA Investment Advisors Law Examination Mar 2005
Contact Info for James A. Franke
Phone Number: 312-983-8900
Registered State(s):
  • CA
  • FL
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    1,633
    MILLIONS
  • Total Number of Accounts
    1,996
    ACCOUNTS
  • Average Account Value
    $818,231
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, HI, IL, IN, KY, MA, MD, MI, MN, MO, MT, NC, NJ, NM, NY, OH, OK, OR, PA, SC, TX, UT, VA, WA, WI

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