![Michael Cartwright, financial advisor Chattanooga TN](/img/ws/profile-blank-sq.png)
Michael Cartwright
CRD Number: 1283474Current Firm: Raymond James Financial Services Advisors, Inc.
Michael Cartwright (CRD# 1283474) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Chattanooga, TN and has over 39 years of experience in the finance industry. Michael Cartwright has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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CRD# 1155854
Stifel, Nicolaus & Company, Incorporated
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CRD# 5537402
Edward Jones
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CRD# 5122989
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
True North Advisors Of Raymond James Financial | Chattanooga, TN | Aug 2021 - Current | 2 |
Raymond James Financial Services | Chattanooga, TN | Dec 2014 - Current | 9 |
Raymond James Financial Services Advisors Inc. | Chattanooga, TN | Dec 2014 - Current | 9 |
Lawson Winchester Wealth Management | Chattanooga, TN | Dec 2015 - Apr 2020 | 4 |
Lpl Financial Llc (f/k/a Linsco/private Ledger Corp.) | Chattanooga, TN | Sep 1993 - Dec 2014 | 21 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1984 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TN
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
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