Thomas Worth, financial advisor Charlotte NC

Thomas Worth

CRD Number: 4151152
Current Firm: Defender Capital

Thomas Worth (CRD# 4151152) is an Investment Advisor Representative working at Defender Capital in Charlotte, NC and has over 23 years of experience in the finance industry. Thomas Worth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Defender Capital Charlotte, NC Oct 2014 - Current 9
Personal Cfo Charlotte, NC Sep 2013 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2000
S65 NASAA Investment Advisors Law Examination May 2000
Contact Info for Thomas C. Worth
Phone Number: 704-373-1716
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    414
    MILLIONS
  • Total Number of Accounts
    511
    ACCOUNTS
  • Average Account Value
    $809,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

FL, GA, LA, NC, NJ, PA, SC, TN, TX

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