Steven Abels, financial advisor Charlotte NC

Steven Abels

CRD Number: 4205168
Current Firm: The Financial Legacy Group

Steven Abels (CRD# 4205168) is an Investment Advisor Representative working at The Financial Legacy Group in Charlotte, NC and has over 21 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Innovation Partners LLC Charlotte, NC Jun 2017 - Current 4
The Financial Legacy Group Charlotte, NC Apr 2017 - Current 4
The Financial Legacy Group Charlotte, NC Aug 2016 - Current 5
Fortune Financial Services, Inc. New Brighton, PA Sep 2014 - Jun 2017 2
Integrated Financial Strategies, LLC Charlotte, NC Aug 2012 - Feb 2017 4
Capital Guardian, LLC Charlotte, NC Sep 2012 - Sep 2014 2
Lpl Financial LLC Charlotte, NC Jan 2009 - Sep 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2000
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Steven P. Abels
Phone Number: 704-469-6614
Registered State(s):
  • NC
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States


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