Katherine Mazzucco (CRD# 6921325) is an Investment Advisor Representative working at Alight Financial Advisors, LLC in Charlotte, NC and has over 5 years of experience in the finance industry.
CRD# 2867492
Defender Capital
CRD# 5753288
Morgan Stanley
CRD# 6172815
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alight Financial Solutions | Charlotte, NC | Aug 2022 - Current | 1 |
| Tiaa-cref Individual & Institutional Services, LLC | Charlotte, NC | Mar 2018 - Jul 2022 | 4 |
| Tiaa | Charlotte, NC | Mar 2018 - Jul 2022 | 4 |
| Branch Banking & Trust Company | Matthews, NC | May 2017 - Mar 2018 | < 1 |
| University Of North Carolina At Charlotte | Charlotte, NC | Aug 2014 - May 2017 | 2 |
| Business Acquisitions & Merger Associates | Charlotte, NC | Sep 2016 - Nov 2016 | < 1 |
| Strikecheck (consolidated Claims Group) | Charlotte, NC | May 2016 - Jul 2016 | < 1 |
| Sabic Innovative Plastics | Huntersville, NC | Apr 2015 - Nov 2015 | < 1 |
| Rippingtons Restaurant | Waxhaw, NC | Sep 2011 - Mar 2015 | 3 |
| Union County Early College | Monroe, NC | Aug 2009 - May 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2018 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2022 |
- NC
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Total Assets Under Management32,132MILLIONS
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Total Number of Accounts228,318ACCOUNTS
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Average Account Value$140,734
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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