Jorge Alban Palacios, financial advisor Maggie Valley NC

Jorge Alban Palacios

CRD Number: 6042482
Current Firm: Advice And Planning Services

Jorge Alban Palacios (CRD# 6042482) is an Investment Advisor Representative working at Advice And Planning Services in Maggie Valley, NC and has over 11 years of experience in the finance industry.

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Stifel, Nicolaus & Company, Incorporated
Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Maggie Valley, NC Sep 2015 - Current 8
Tiaa Maggie Valley, NC Sep 2015 - Current 8
Bbva Securities Inc. Plano, TX Sep 2014 - Sep 2015 1
Compass Bank Plano, TX Jul 2014 - Sep 2015 1
J.p. Morgan Securities LLC Dallas, TX Oct 2012 - Jul 2014 1
Jpmorgan Chase Bank Dallas, TX Sep 2008 - Jul 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2012
S66 NASAA Uniform Combined State Law Examination Sep 2018
Contact Info for Jorge A. Alban Palacios
Phone Number: 212-490-9000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    30,907
    MILLIONS
  • Total Number of Accounts
    76,892
    ACCOUNTS
  • Average Account Value
    $401,951
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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