Charles Girling (CRD# 1729368) is an Investment Advisor Representative working at Esi Financial Advisors in Charlotte, NC and has over 6 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| National Life Group | Charlotte, NC | Jun 2024 - Current | < 1 |
| Equity Services Inc. | Montpelier, VT | Jun 2024 - Current | < 1 |
| Bankers Life Securities, Inc. | Charlotte, NC | Apr 2024 - May 2024 | < 1 |
| Bankers Life Advisory Services, Inc. | Charlotte, NC | Apr 2024 - May 2024 | < 1 |
| Bankers Life & Casualty, Inc. | Charlotte, NC | Mar 2024 - May 2024 | < 1 |
| Wells Fargo Clearing Services, LLC | Greensboro, NC | Jul 2022 - Apr 2024 | 1 |
| Wells Fargo Bank, Na | Greensboro, NC | Jul 2022 - Apr 2024 | 1 |
| Northwestern Mutual Wealth Management Company | Charlotte, NC | Mar 2022 - Jul 2022 | < 1 |
| Northwestern Mutual Investment Services LLC | Charlotte, NC | Apr 2021 - Jul 2022 | 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Mar 2021 - Jul 2022 | 1 |
| Girling Insurance Group | Indian Trail, NC | Feb 2016 - Mar 2021 | 5 |
| Prime Source Mangement | San Antonio, TX | Nov 2014 - Jan 2016 | 1 |
| Door Controls | Tyler, TX | Jan 2011 - Oct 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2017 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2022 |
- NC
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Total Assets Under Management2,125MILLIONS
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Total Number of Accounts11,558ACCOUNTS
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Average Account Value$183,834
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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