Brian Baum (CRD# 6772725) is an Investment Advisor Representative working at Family Wealth Partners, LLC in Matthews, NC and has over 6 years of experience in the finance industry. Brian Baum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Family Wealth Partners, LLC | Matthews, NC | Mar 2024 - Current | < 1 |
| The Vanguard Group, Inc. | Charlotte, NC | Mar 2017 - Mar 2024 | 7 |
| Impact Media Systems, Inc. | Charlotte, NC | Sep 2008 - Mar 2017 | 8 |
| Charlotte Christian School | Charlotte, NC | Jul 2015 - Oct 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 2018 |
| S63 | Uniform Securities State Law Examination | May 2017 |
- NC
-
Total Assets Under Management210MILLIONS
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Total Number of Accounts733ACCOUNTS
-
Average Account Value$286,973
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
GA, NC, NJ, NY, PA, SC, TX
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