Richard Dworsky (CRD# 1103160) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Chapel Hill, NC and has over 41 years of experience in the finance industry.
CRD# 2640119
Cetera Investment Advisers LLC
CRD# 1698005
Grove Point Advisors, LLC
CRD# 1388800
Janney Montgomery Scott LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stifel Nicolaus & Co Inc. | Chapel Hill, NC | Jul 2020 - Current | 3 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jul 2020 | 5 |
| Morgan Stanley Private Bank, N.a | New York, NY | Jan 2015 - Jul 2020 | 5 |
| Morgan Stanley Smith Barney | Chapel Hill, NC | Jun 2009 - Jan 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1983 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1992 |
- NC
- TX
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Total Assets Under Management149,249MILLIONS
-
Total Number of Accounts348,524ACCOUNTS
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Average Account Value$428,231
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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