David Crispin
CRD Number: 5973925
Current Firm: Mml Investors Services, LLC
Compensation Model: Both
David R. Crispin (CRD# 5973925) is an Investment Advisor Representative working at Seven Cedars Financial in Chapel Hill, NC and has over 8 years of experience in the finance industry. David is a Certified Financial Planner and Chartered Special Needs Consultant who strives to help individuals and business owners articulate and construct and successful financial plan.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Mml Investors Services, LLC | Chapel Hill, NC | Oct 2015 - Current | 8 |
Massmutual Life Insurance Company | Chapel Hill, NC | Sep 2015 - Current | 8 |
Northwestern Mutual Investment Services, LLC | Durham, NC | Sep 2013 - Aug 2015 | 1 |
Northwestern Mutual Life Insurance Company | Milwaukee, WI | Sep 2011 - Aug 2015 | 3 |
Northwestern Mutual Investment Services, LLC | Chapel Hill, NC | Sep 2011 - Aug 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 2011 |
S65 | NASAA Investment Advisors Law Examination | Sep 2013 |
- NC
- TX
-
Total Assets Under Management58,787MILLIONS
-
Total Number of Accounts326,297ACCOUNTS
-
Average Account Value$180,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC Member SIPC. Office of Supervisory Jurisdiction: 4000 Westchase Blvd, Ste 400, Raleigh NC 27607 (919) 755-3100. Seven Cedars Financial is not a subsidiary or affiliate of MML Investors Services, LLC or its affiliated companies.
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.