Howard Dobson (CRD# 723493) is an Investment Advisor Representative working at American Financial Management, Ltd. in Cedar Falls, IA and has over 43 years of experience in the finance industry. Howard Dobson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5204878
Cetera Investment Advisers LLC
CRD# 5622169
Ameriprise Financial Services, LLC
CRD# 4720768
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Balanced Security Planning Inc. | Newport Beach, CA | Dec 2022 - Current | 1 |
| American Financial Management, Ltd | Hunt Valley, MD | Oct 1983 - Current | 40 |
| American Financial Securities, Inc. | Cedar Falls, IA | Aug 2001 - Dec 2022 | 21 |
| Investors Professional Services Inc. | Cedar Falls, IA | Apr 1980 - Dec 2022 | 42 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1981 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2001 |
- IA
-
Total Assets Under Management33MILLIONS
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Total Number of Accounts259ACCOUNTS
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Average Account Value$129,048
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AZ, CA, CO, FL, HI, IA, IN, KS, MD, MI, MN, MO, NE, NM, NV, NY, PA, SD, TN, TX, UT, WA, WI
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