Kathy Phillips (CRD# 4406095) is an Investment Advisor Representative working at Pnc Investments in Carrollton, TX and has over 9 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Pnc Investments LLC | Dallas, TX | Jul 2023 - Current | < 1 |
On Time Notarys | Mesquite, TX | Jan 2010 - Current | 14 |
Lpl Financial LLC | Dallas, TX | Nov 2022 - Jul 2023 | < 1 |
Simmons Bank | Dallas, TX | Nov 2022 - Jul 2023 | < 1 |
Pnc Investments LLC | Dallas, TX | May 2022 - Nov 2022 | < 1 |
Pnc Bank | Dallas, TX | Jul 2021 - May 2022 | < 1 |
Compass Bank | Birmingham, AL | Mar 2018 - Jul 2021 | 3 |
Bbva Securities Inc. | Dallas, TX | Mar 2018 - Jun 2021 | 3 |
Bbva Compass Insurance Agency, Inc. | Austin, TX | Mar 2018 - Jun 2021 | 3 |
New York Life | Dallas, TX | Nov 2017 - Mar 2018 | < 1 |
Farmers Financial Solutions | Lewisville, TX | Apr 2016 - Oct 2017 | 1 |
Farmers Insurance | Lewisville, TX | Mar 2016 - Oct 2017 | 1 |
Chase Bank | Mesquite, TX | Jan 2015 - Mar 2016 | 1 |
J P Morgan Securities LLC | Mesquite, TX | Jan 2015 - Mar 2016 | 1 |
Bbva Securities Inc. | Dallas, TX | Feb 2014 - Jan 2015 | < 1 |
Compass Bank | Birmingham, AL | Nov 2013 - Jan 2015 | 1 |
Bbva Compass Insurance Agency, Inc. | Austin, TX | Nov 2013 - Jan 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | May 2023 |
S63 | Uniform Securities State Law Examination | Oct 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management23,896MILLIONS
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Total Number of Accounts152,189ACCOUNTS
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Average Account Value$157,014
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