John Rafferty (CRD# 2720423) is an Investment Advisor Representative working at Corecap Advisors in Carmel, IN and has over 28 years of experience in the finance industry.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 6394717
Sanctuary Advisors, LLC
CRD# 1660255
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Corecap Investments, LLC | Southfield, MI | Aug 2021 - Current | 2 |
| Corecap Advisors, LLC | Southfield, MI | Aug 2021 - Current | 2 |
| The O.n. Equity Sales Company | Cincinnati, OH | Aug 2017 - Aug 2021 | 4 |
| Ohio National Financial Services | Cincinnati, OH | Jul 2003 - Aug 2021 | 18 |
| Park Avenue Securities | Indianapolis, IN | Mar 2006 - Jan 2017 | 10 |
| Guardian Life Insurance Co | New York, NY | Feb 1996 - Dec 2015 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1996 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1999 |
- FL
- IN
- LA
- ME
- MI
- NC
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Total Assets Under Management2,467MILLIONS
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Total Number of Accounts8,713ACCOUNTS
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Average Account Value$283,196
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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