Christopher Faulk (CRD# 6043130) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Canoga Park, CA and has over 10 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Canoga Park, CA | Feb 2024 - Current | < 1 |
| Nylife Securities LLC | Woodland Hills, CA | Dec 2019 - Jan 2024 | 4 |
| New York Life Insurance Company | Woodland Hills, CA | Oct 2019 - Jan 2024 | 4 |
| Kaiser Permanente Scpmg | Westlake Village, CA | Feb 2015 - Apr 2022 | 7 |
| Nylife Securities LLC | Woodland Hills, CA | Mar 2019 - Sep 2019 | < 1 |
| New York Life Insurance Company | Woodland Hills, CA | Mar 2019 - Sep 2019 | < 1 |
| 327 Accounting | Prescott, AZ | Jan 2016 - Feb 2019 | 3 |
| Santa Monica College | Santa Monica, CA | Feb 2015 - Nov 2017 | 2 |
| Unemployed | Canoga Park, CA | May 2014 - Jan 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2014 |
| S63 | Uniform Securities State Law Examination | Jul 2020 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2024 |
- CA
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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