Joshua Lopez (CRD# 7679070) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, IL and has 1 year of experience in the finance industry.
CRD# 1955854
Cetera Investment Advisers LLC
CRD# 1338669
William Blair & Company LLC
CRD# 6076403
Nuveen Asset Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Country Club Hills, IL | Feb 2023 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Country Club Hills, IL | Dec 2022 - Current | 1 |
| University Of Iowa | Iowa City, IA | Aug 2018 - Dec 2022 | 4 |
| Northwestern Mutual | Coralville, IA | Dec 2021 - Oct 2022 | < 1 |
| Illinois Prep Top Timing | Chicago, IL | Jan 2016 - Aug 2021 | 5 |
| Greek House | Los Angeles, CA | May 2020 - Aug 2020 | < 1 |
| Gamma Phi Beta | Iowa City, IA | Aug 2019 - May 2020 | < 1 |
| University Of Iowa Hospital And Clinics | Iowa City, IA | Sep 2018 - May 2019 | < 1 |
| Student | Vernon Hills, IL | Jan 2012 - Aug 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2023 |
- IL
- TX
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Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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