Nicholas Roop (CRD# 7033802) is an Investment Advisor Representative working at Mml Investors Services, LLC in Burlington, VT and has over 5 years of experience in the finance industry.
CRD# 4736078
Poulos Advisors, Inc.
CRD# 4216957
Kestra Advisory Services, LLC
CRD# 1978980
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mass Mutual Life Insurance Company | Burlington, VT | Nov 2018 - Current | 5 |
| Mml Investors Services, LLC | Burlington, VT | Nov 2018 - Current | 5 |
| Keurig Dr. Pepper | Waterbury, VT | Dec 2015 - Apr 2019 | 3 |
| Norwich University | Northfield, VT | Sep 2013 - Dec 2015 | 2 |
| Blue Skye Track | Williston, VT | Jun 2015 - Sep 2015 | < 1 |
| Fastenal | Williston, VT | Nov 2014 - Sep 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2019 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2020 |
- TX
- VT
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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