Trish Le (CRD# 6002689) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Burlingame, CA and has over 12 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 1245314
Wealth & Tax Planners LLC
CRD# 2055289
Powering Your Retirement
| Company Name | Location | Dates | Years |
|---|---|---|---|
| All Ca Insurance Agency | Fountain Valley, CA | Oct 2022 - Current | 1 |
| Allstate Insurance Co | Westminster, CA | Sep 2017 - Current | 6 |
| Trish Le Agency | San Francisco, CA | Oct 2020 - Oct 2022 | 2 |
| Tl Global Capital | Garden Grove, CA | Sep 2014 - Sep 2022 | 8 |
| Tl Global Capital | Westminster, CA | Sep 2017 - Oct 2020 | 3 |
| Unemployed | Garden Grove, CA | Feb 2017 - Sep 2017 | < 1 |
| Lpl Financial, LLC | Fountain Valley, CA | Apr 2016 - Feb 2017 | < 1 |
| Independent Financial Partners | Fountain Valley, CA | Apr 2016 - Feb 2017 | < 1 |
| Unemployed | Garden Grove, CA | Oct 2015 - Apr 2016 | < 1 |
| Jp Turner & Company LLC | Indian Wells, CA | Mar 2014 - Oct 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management62MILLIONS
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Total Number of Accounts189ACCOUNTS
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Average Account Value$328,756
- Other
- Selection of other advisers (including private fund managers)
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