Buddy Borowiak, financial advisor Buffalo NY

Buddy Borowiak

CRD Number: 2188717
Current Firm: Ubs Financial Services Inc.

Buddy Borowiak (CRD# 2188717) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Buffalo, NY and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Buffalo, NY Jan 1995 - Current 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1992
Contact Info for Buddy Borowiak
Phone Number: 201-352-3000
Registered State(s):
  • NY
  • TX
  • WY
By the Numbers
  • Total Assets Under Management
    702,387
    MILLIONS
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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