James Morgan (CRD# 839120) is an Investment Advisor Representative working at James Morgan Asset Management, LLC in Broomfield, CO and has over 15 years of experience in the finance industry. James Morgan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3077330
Schwab Wealth Advisory, Inc.
CRD# 2265858
Charles Schwab & Company, Inc.
CRD# 2178385
Abboud Financial Planning, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| James Morgan Asset Management, LLC | Broomfield, CO | Apr 2014 - Current | 10 |
| Jhm Financial Services, LLC | Brighton, CO | Sep 2008 - Current | 15 |
| James H Morgan LLC | Brighton, CO | Mar 2006 - Current | 18 |
| Oak Grove, LLC | Barrington, RI | Sep 2014 - Dec 2015 | 1 |
| Cetera Advisor Networks | El Segundo, CA | Jan 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2012 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2008 |
- CO
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Total Assets Under Management8MILLIONS
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Total Number of Accounts20ACCOUNTS
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Average Account Value$412,554
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CO
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