Alex Rootes (CRD# 7333411) is an Investment Advisor Representative working at Efs Advisors in Brooklyn Park, MN and has over 3 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Efs Advisors | Cambridge, MN | Jan 2021 - Current | 3 |
| Advanced Advisor Group LLC | Cambridge, MN | Jan 2021 - Current | 3 |
| Unemployed | St Louis Park, MN | Jul 2020 - Dec 2020 | < 1 |
| Castle Elementary School | Oakdale, MN | Aug 2019 - Jun 2020 | < 1 |
| Meadow Lake Elementary | New Hope, MN | Aug 2018 - Jun 2019 | < 1 |
| Stride Academy | St Cloud, MN | Jul 2017 - Jun 2018 | < 1 |
| Teachers On Call | St Cloud, MN | Jan 2017 - Jun 2017 | < 1 |
| Skyhawks Starts Academy | Plymouth, MN | Jun 2015 - Jan 2017 | 1 |
| St Cloud State University | St Cloud, MN | Aug 2012 - Dec 2016 | 4 |
| Lowes | Plymouth, MN | Jun 2013 - Jun 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 2021 |
| S63 | Uniform Securities State Law Examination | Mar 2021 |
- AZ
- MN
- ND
- WI
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Total Assets Under Management2,039MILLIONS
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Total Number of Accounts29,019ACCOUNTS
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Average Account Value$70,267
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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