Joan Kaye (CRD# 1021984) is an Investment Advisor Representative working at Key Investment Services LLC in Brooklyn, OH and has over 32 years of experience in the finance industry.
CRD# 5069849
Strategic Wealth Partners, Ltd.
CRD# 2820363
Edward Jones
CRD# 1949220
Tyler-stone Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Key Investment Services LLC | Cleveland, OH | Feb 2019 - Current | 5 |
| Keybank Na | New York, NY | Aug 2017 - Current | 6 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville, NY | Sep 2012 - Current | 11 |
| Bank Of America, N.a | Melville, NY | Sep 2012 - Jul 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2005 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1991 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2014 |
- NY
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Total Assets Under Management4,188MILLIONS
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Total Number of Accounts26,437ACCOUNTS
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Average Account Value$158,412
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY
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