Thomas Zippilli (CRD# 2640986) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Brooklyn, NY and has over 28 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Bank Usa N.a. | Staten Island, NY | Feb 2022 - Current | 2 |
| Hsbc Securities (usa) Inc. | Staten Island, NY | Jan 2006 - Current | 18 |
| Hsbc Bank Usa N.a. | Staten Island, NY | Jan 2014 - Feb 2022 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1996 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2003 |
- NJ
- NY
-
Total Assets Under Management3,020MILLIONS
-
Total Number of Accounts12,389ACCOUNTS
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Average Account Value$243,802
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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