Neil Daley, financial advisor Bristol CT

Neil Daley

CRD Number: 1541613
Current Firm: Securities America Advisors, Inc.

Neil Daley (CRD# 1541613) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Bristol, CT and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Inc. Bristol, CT Aug 2016 - Current 7
Securities America Advisors Bristol, CT Aug 2016 - Current 7
Cetera Advisors LLC Denver, CO Jan 2013 - Aug 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1991
Contact Info for Neil T. Daley
Phone Number: 402-399-9111
Registered State(s):
  • CT
  • FL
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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